Aspartame: The History Of A Killer - The Whole Story
By Arthur M. Evangelista, Former FDA Investigator,
3-30-2004
1964: The development of new pharmaceuticals was the focus of
research at the international pharmaceutical company, G.D. Searle and Company
(Farber 1989, page 29). A group working on an ulcer drug was formed including
Dr. Robert Mazer, James Schlatter, Arthur Goldkemp and Imperial Chemical. In
particular, they were looking for an inhibitor of the gastrointestinal
secretory hormone gastrin (Stegink 1984a).
1965: While creating a bioassay, an intermediate chemical was
synthesized -- aspartylphenylalanine-methyl-ester (aspartame). In December of
1965, while James Schlatter was recrystalling aspartame from ethanol, the
mixture spilled onto the outside of the flask. Some of the powder got onto his
fingers. Later, when he licked his fingers to pick up a piece of paper, he
noticed a very strong sweet taste. He realized that the sweet taste might have
been the aspartame. So, believing that the dipeptide aspartame was not likely
to be toxic, he tasted a little bit and discovered its sweet taste (Stegink
1984a, page 4). The discovery was reported in 1966, but there was no mention
of the sweetness (Furia 1972).
1969: The investigators first reported the discovery of the
artificial sweetener in the Journal of the American Chemical Society stating
(Mazur 1969):
"We wish to report another accidental discovery of an organic
compound with a profound sucrose (table sugar) like taste... Preliminary
tasting showed this compound to have a potency of 100-200 times sucrose
depending on concentration and on what other flavors are present and to be
devoid of unpleasant aftertaste."
Today, hundreds of millions of Americans, and millions more
world-wide, consume foods and soft drinks stamped with the NutraSweet "swirl",
dump packets of Equal in their coffee, and consume NutraSweet-flavored cereal,
puddings, gelatins, cheesecake, chewing gum, diet soft drinks, children's
vitamins, chilled juices, and 9,000 other products.
So, what is aspartame, a.k.a. NutraSweet, Spoonful,
Equal...etc.? aspartyl phenylalanine-methyl ester.
Aspartame (C14H18N2O5) is a compound of three components.
These components are methanol, aspartic acid and phenylalanine (the latter
being free form amino acids).
Methanol (methyl alcohol or wood alcohol) is a colorless,
poisonous, and flammable liquid. It is used for making formaldehyde, acetic
acid, methyl t-butyl ether (a gasoline additive), paint strippers, carburetor
cleaners for your car's engine, and chloromethanes, et al. This poison can be
inhaled from vapors, absorbed through the skin, and ingested.
Methanol is the type of alcohol you read about when people
become blind from drinking it. In aspartame, methanol poisoning and poisoning
from methanol's breakdown components (formaldehyde and formic acid) can have
widespread and devastating effects. This occurs in even small amounts, and is
especially damaging when introduced with toxic, free-form amino acids, called
excitotoxins.
Methanol is quickly absorbed through the stomach and small
intestine mucosa. The methanol is converted into formaldehyde (a known
carcinogen). Then, via aldehyde hydrogenase, the formaldehyde is converted to
formic acid. These two metabolites of methanol are toxic and cumulative.
Phenylalanine is an amino acid. Well, amino acids are good for
us, right? Don't they keep us healthy? The answer is yes, amino acids are
necessary for good health, EXCEPT when you separate the individual amino acid
from its protein chain, and use it as an "isolate" or by itself.
The Aspartic acid, in aspartame, is also an excitotoxin. An
excitotoxin, is a deleterious substance that excites or over-stimulates nerve
cells. This occurs in the brain, as well as the peripheral nerves, because
aspartic acid, in free form, is an absorption accelerant & easily crosses the
blood-brain barrier.
This pathological excitation of nerve cells creates a
breakdown of nerve function, as we will see. Basically, they are a group of
compounds that can cause special neurons within the nervous system to become
overexcited to the point that these cells will die.
That's right, they are excited to death. Excitotoxins include
such things as monosodium glutamate (MSG), aspartate, (a main ingredient in
NutraSweet), L-cysteine (found in hydrolyzed vegetable protein) and related
compounds.
What makes this all the more intriguing is that "excitotoxins"
appear to play a key role in degenerative nervous system diseases such as
Parkinson's disease, Alzheimer's disease, Huntington's, ALS (Lou Gehrig's
disease) and many others.
But the story doesn't stop there. It appears that an imbalance
of these excitotoxins during critical periods of brain development can result
in an abnormal formation of brain pathways; that is, a "miswiring of the
brain." This may lead to serious disorders such as behavioral problems
(hyperactivity, aggression, attention deficit disorders, learning disorders,
poor learning ability, and ADD)-and a lifetime of endocrine problems such as
menstrual difficulties, infertility, and premature puberty.
One of the earliest observations seen in animals exposed to
large doses was gross obesity. Some neuroscienttists have voiced concern that
America's explosion of childhood obesity may be related to excitotoxins in
food.
Aspartame creates altered brain function, nerve damage, and
systemic organ complications. Information collected reveals that aspartame
clinically exacerbates any borderline (even yet undetected) predisposing
illness, and absolutely complicates certain known medical illnesses like
Lupus, Multiple Sclerosis, Parkinson's, diabetes, retinopathies, allergies,
mentation disorders, etc.
Aspartame is a toxin, and is unique in this hazardous respect.
This in NOT an allergic reaction, but rather a true toxin. No other food can
be provided as a comparison to the toxic nature of NutraSweet. Upon closer
examination, the available research revealed that the manufacturer (Monsanto)
and the FDA are manipulating the public (via the media) into thinking that
aspartame is safe. It is not. As an American who trusted the system we all
created, as an American who worked for the system, it made me angry that
public health has taken a backseat to greed. This is the "engine" that
perpetuated this epidemic: the collusion of our government with multi-national
conglomerate influence.
G.D. Searle approached Dr. Harry Waisman, Biochemist,
Professor of Pediatrics, Director of the University of Wisconsin's Joseph P.
Kennedy Jr. Memorial Laboratory of Mental Retardation Research and a respected
expert in phenylalanine toxicity, to conduct a study of the effects of
aspartame on primates. The study was initiated on January 15, 1970 and was
terminated on or about April 25, 1971. Dr. Waisman died unexpectedly in March,
1971.
Seven infant monkeys were given aspartame with milk. One died
after 300 days. Five others (out of seven total) had grad mal seizures. The
actual results were hidden from the FDA when G.D. Searle submitted its initial
applications.
G.D. Searle denied knowledge of or involvement with the
initiation, design or performance of the study. Yet, false results were
submitted to the FDA like the rest of the 150 G.D. Searle studies (on
aspartame and other products), bearing a Searle Pathology-Toxicology project
number. Both Dr. Waisman and G.D. Searle were responsible for the study
design. A number of false statements were made by G.D. Searle including that
the animals were unavailable for purchase for autopsy after the termination of
the study.
The FDA banned the sweetener cyclamate, 1969. Robert
Scheuplein, who was the acting Director of FDA's Toxicological Services Center
for Food Safety and Applied Nutrition was quoted as saying "the decision was
more a matter of politics than science."
Neuroscientist and researcher John W. Olney found that oral
intake of glutamate, aspartate and cysteine, all excitotoxic amino acids,
cause brain damage in mice (Olney 1970). Dr. John W. Olney informed G.D.
Searle that aspartic acid caused holes in the brains of mice.
Ann Reynolds, a researcher who was hired by G.D. Searle and
who has done research for the Glutamate (MSG) Association, and was asked to
confirm Dr. Olney's tests. Dr. Reynolds confirmed aspartame's neurotoxicity in
infant mice.
Excitotoxic compounds like MSG, aspartate, cysteine seem to
create hypothalamic lesions, particularly in young animals. The reason for the
latter is likely the fact that the blood brain barrier closes most slowly (if
ever completely) around structures like hypothalamus. The outcome for such
animals (rats) was obesity,severe behavioral changes, etc.
G.D. Searle did not inform the FDA of this study until after
aspartame's approval. None of the tests submitted by G.D. Searle to the FDA
contradicted these findings (Olney 1970, Gordon 1987, page 493 of US Senate
1987).
An internal G.D. Searle memo laid out the strategy for getting
aspartame approved (Helling 1970):
At this meeting [with FDA officials], the basic philosophy of
our approach to food and drugs should be to try to get them to say, "Yes," to
rank the things that we are going to ask for so we are putting first those
questions we would like to get a "yes" to, even if we have to throw some in
that have no significance to us, other than putting them in a yes saying
habit.
We must create affirmative atmosphere in our dealing with
them. It would help if we can get them or get their people involved to do us
any such favors. This would also help bring them into subconscious spirit of
participation.
1972
FDA Toxicologist Dr. Adrian Gross came upon some
irregularities in the submitted tests of the G.D. Searle drug Flagyl. G.D.
Searle did not respond for another two years. Their response raised serious
questions about the validity of their tests (Gross 1975, page 35)
1973
On March 5, 1973, G.D. Searle's petition to the FDA for
approval to market aspartame as a sweetening agent was published in the
Federal Register (1973).
On March 21, 1973 the MBR report was submitted to G.D. Searle.
Background: In August of 1970, G.D. Searle conducted two 78- week toxicity
studies on rats for what was to become a best-selling heart medication,
Aldactone. One study was conducted at G.D. Searle and one at Hazelton
Laboratories.
In March 1972, the rats for autopsied and the pathology slides
were analyzed. For confirmation of the results, G.D. Searle sent the slides to
Biological Research, Ltd. where board certified pathologist, Dr. Jacqueline
Mauro examined the data. She discovered that the drug appeared to induce
tumors in the liver, testes, and thyroid of the rats. The report submitted to
G.D. Searle by Dr. Mauro was known as the MBR Report.
These statistically significant findings were confirmed by G.D.
Searle's Mathematics- Statistics Department.
Instead of submitting these alarming findings to the FDA, G.D.
Searle contracted with another pathologist, Dr. Donald A. Willigan.
He was given 1,000 slides to examine. The Willigan Report was
more to G.D. Searle's liking because it revealed a statistically significant
increase in thyroid and testes tumors, but not in liver tumors. Liver tumors
are of much more concern to the FDA. The Willigan Report was immediately
submitted to the FDA. G.D. Searle did not disclose the MBR Report to the FDA
until August 18, 1975, 27 months after it had been given to G.D. Searle.
At first, G.D. Searle claimed that they did not submit the MBR
Report to the FDA because of an "oversight."
The FDA Commissioner from 1972 to 1976, Alexander Schmidt, M.D.
felt that "Superficially, it seemed like, if there would ever be a safe kind
of product, that would be it. The idea that two naturally-occurring amino
acids could harm someone in relatively small amounts...."
In an FDA memorandum dated September 12, 1973, Martha M.
Freeman, M.D. of the FDA Division of Metabolic and Endocrine Drug Products
addressed the adequacy of the information submitted by G.D. Searle in their
petition to approve aspartame (Freeman 1973):
"Although it was stated that studies were also performed with
diketopiperazine [DKP] an impurity which results from acid hydrolysis of
Aspartame, no data are provided on this product."
Commenting on one particular single dose study:
"It is not feasible to extrapolate results of such single dose
testing to the likely condition of use of Aspartame as an artificial
sweetener."
It is important to note that Dr. Freeman pointed out the
inadequacy of single-dose tests of aspartame as early as 1973.
Matalon said, "Let us say cigarettes were invented today, and
you give 20 people two packs a day and after six weeks, no one has cancer,
would you safe that it was safe? That's what they did with NutraSweet."
Since then, the NutraSweet Company has flooded the scientific
community with single-dose studies.
"Chemistry - No information is provided other than formulae
for Aspartame and its diketo-piperazine."
Pharmacology - Reference is made to 2 year rat studies, but no
data are provided on acute or chronic toxicity."
"Clinical - No protocols or curriculum vitae information are
provided for the 10 completed clinical studies. Results are reported in
narrative summary form, and tabulations of mean average values only.
No information is given as to the identity of the reporting
labs, methodology (except rarely), or normal values. (Reported units for
several parameters cannot be verified at this time.)
"No pharmacokinetic data are provided on absorption,
excretion, metabolism, half-life; nor bioavailability of capsule vs.
food-additive administration."
Dr. Freeman concludes:
"1. The administration of Aspartame, as reported in these
studies at high dosage levels for prolonged periods, constitutes clinical
investigational use of a new drug substance."
"2. The information submitted for our review is inadequate to
permit a scientific evaluation of clinical safety."
She went on to recommend that marketing of aspartame be
contingent upon proven clinical safety of aspartame. The FDA Bureau of Foods
rejected Dr. Freeman's recommendation.
(Congressional Record 1985a)
Construction of a large aspartame manufacturing plant in
Augusta, Georgia was halted. It was thought that aspartame's uncertain
regulatory future was the main reason for the stopping of construction (Farber
1989, page 47). In the 1973 G.D. Searle Annual Report, an executive stated
that "commercial quantities of the sweetener will be supplied from the
enlarged facility of Ajinomoto."
Ajinomoto is the inventor and main producer of the food
additive MSG.
1974
Ninety of the 113 aspartame studies which were submitted by
G.D. Searle to the FDA were conducted in the early to mid- 1970's. All of the
tests that were described by the FDA as "pivotal" were conducted during this
time. Eighty percent of these tests were conducted by G.D. Searle or by their
major contractor, Hazleton Laboratories, Inc.
(Graves 1984, page S5497 of Congressional Record 1985a).
Dr. J. Richard Crout, the acting director of the FDA Bureau of
Drugs stated that "The information submitted for our review was limited to
narrative clinical summaries and tabulated mean values of laboratory studies.
No protocols, manufacturing controls information or preclinical data were
provided.
Such deficiencies in each area of required information
precluded a scientific evaluation of the clinical safety of this product...."
Dr. John Olney and Consumer Interest attorney, James Turner,
Esq. met with G.D. Searle to discuss the results of Olney's experiments. G.D.
Searle representative's claim that Olney's data raises no health concerns.
On July 26, 1974, just 15 months after Searle petitioned for
approval, FDA commissioner Alexander Schmidt approved aspartame use in dry
foods, allowing a 30-day period for public hearings and comment. He acted on a
strong endorsement from the Bureau of Foods, now called the Center for Food
Safety and Applied Nutrition (CFSAN).
It was not approved for baking goods, cooking, or carbonated
beverages. This approval came despite the fact that FDA scientists found
serious deficiencies in all of the 13 tests related to genetic damage which
were submitted by G.D. Searle.
At that point, consumer attorney Turner, author of a 1970 book
about food additives, objected to the short comment period.
Turner was joined in his protest by a now-defunct public
interest group and by Dr. John Olney, a Washington University neuropathologist
who had linked aspartame to brain lesions in mice.
Schmidt promptly froze the approval. In an action that was the
first of its kind, he ordered that a Public Board of Inquiry be named to look
into aspartame. Schmidt also had been alerted to conflicts between Searle
research reports and conclusions from independent animal studies that the
firm's anti-infective drug, Flagyl and its cardiovascular drug Aldactone may
cause cancer. He named a Bureau of Drugs task force to investigate.
Philip Brodsky, the unit's since-retired lead investigator,
said aspartame was included in a broad inquiry into Searle animal studies on
five drugs and the Copper-7 intrauterine device to surprise the company. "We
didn't think they'd expect us to cover it."
The task force assailed Searle's conduct of research on most
of the products, including aspartame, in a searing, 84-page report.
"At the heart of the FDA's regulatory process," the report
said, "is its ability to rely upon the integrity of the basic safety data
submitted by sponsors of regulated products. Our investigation clearly
demonstrates that, in the G.D. Searle Co., we have no basis for such reliance
now."
The task force charged, for example, that the company removed
tumors from live animals and stored animal tissues in formaldehyde for so long
that they deteriorated. Instead of performing autopsies on rhesus monkeys that
suffered seizures after being fed aspartame, the company had financed a new
monkey study with a different methodology that showed no problems.
For the next seven years, Searle's petition was tied up in
reviews by the task force and other sharply critical FDA panels.
At the task force's request, Richard Merrill, the FDA's
general counsel, demanded in a letter that Samuel Skinner, the U.S. attorney
in Chicago, open a grand jury investigation of Searle and three of its
employees.
One Searle official named by Merrill was Robert McConnell, who
had been director of Searle's Department of Pathology and Toxicology and
oversaw most of the company's aspartame research.
McConnell's Detroit lawyer, Gerald Wahl, said that as the
inquiries heated up, his client was suddenly awarded a $15,000 bonus and asked
to take a three-year sabbatical by director Wesley Dixon. Wahl said Dixon told
McConnell he had become a "political liability," a remark Dixon later denied
making.
McConnell received his annual salary of more than $60,000
during the sabbatical at the Massachusetts Institute of Technology, but he
never got his job back, and ended up suing the company, Wahl said.
"I've represented hundreds of executives, but I've never seen
anybody get the deal that McConnell got," he said. "When you boil it all down,
they were looking for continued support from McConnell during the inquiries."
G.D. Searle's responses to queries about the testing of their
drug Flagyl, serious and unexpected side effect from other drugs they
developed, and information from Dr. John Olney's studies started a controversy
within the FDA as to the quality and validity of G.D. Searle's test of
aspartame and pharmaceuticals (Congressional Record 1985a).
1975
In July 1975, the FDA Commissioner, Dr. Alexander Schmidt
appointed a special Task Force to look at 25 key studies for the drugs Flagyl,
Aldactone, Norpace, and the food additive aspartame. Eleven of the pivotal
studies examined involved aspartame. All of the studies whether conducted at
G.D. Searle or Hazleton Laboratories were the responsibility of the
Pathology-Toxicology Department at G.D. Searle. (Gross 1987a, page 430 of US
Senate 1987).
The special Task Force was headed by Philip Brodsky, FDA's
Lead Investigator and assisted by FDA Toxicologist, Dr. Adrian Gross. The Task
Force was especially interested in "pivotal" tests as described in an article
from Common Cause Magazine by Florence Graves (Graves 1984, page S5499 of
Congressional Record 1985a):
"Before the task force had completed its investigation in
1976, Searle had submitted the vast majority of the more than 100 tests it
ultimately gave the FDA in an effort to get aspartame approved.
These included all test ever described as 'pivotal' by the FDA.
About half the pivotal tests were done at Searle; about one-third were done at
Hazleton Laboratories. 'Pivotal' tests include long-term (two-year) tests such
as those done to determine whether aspartame might cause cancer.
Former FDA commissioner Alexander Schmidt said in a recent
interview that if a pivotal test is found to be unreliable, it must be
repeated 'Some studies are more important than others, and they have to be
done impeccably,' Schmidt said."
G.D. Searle executives admitted to "payments to employees of
certain foreign governments to obtain sales of their products." (Searle 1975)
Consumer lawyer Turner said, "The notion that an industrial
company would take large sums of money and parcel it out to scientific
consulting firms and university departments, who they consider to be personal
and commercial allies is an unconscionable way to ensure the safety of the
American food supply."
He said the NutraSweet experience shows that "the entire
system of the way scientific research is done needs to be carefully
investigated, evaluated, and revamped."
Food industry officials also said most studies financed by
Searle or the NutraSweet Co. have been arranged as contracts, rather than
grants. Smith said the company often uses contracts "to accomplish a specific
research task."
James Scala, former director of health sciences for the
General Foods Corp., a major NutraSweet user, said that a scientist working
under contract became "more of an arm of the Searle research group than a
grantee."
On July 10, 1975, Senator Edward Kennedy chaired a hearing on
drug-related research before the Senate Subcommittee on Health of the
Committee on Labor and Public Welfare (US Senate 1975). Preliminary reports of
discrepancies discovered about G.D. Searle were discussed.
The findings of the FDA Task Force were later presented at
further hearings on January 20, 1976 (US Senate 1976a) and April 8, 1976 (US
Senate 1976b).
Chief investigator Brodsky said that "politicized" handling of
the task force disclosures, at hearings chaired by Sen. Edward Kennedy
D-Mass., was one reason he retired in 1977. He said the main witnesses, Searle
executives, and top FDA officials uninvolved in the investigation gave "the
wrong answers to the wrong questions"...They didn't even let the experts
answer the questions.
On December 5, 1975, Dr. John Olney and James Turner waived
their right to a hearing at the suggestion of the FDA General Counsel after
the FDA and G.D. Searle agreed to hold a Public Board Of Inquiry (PBOI)
(Federal Register 1975).
On December 5, 1975, the FDA put a hold on the approval of
aspartame due to the preliminary findings of the FDA Task Force. The Public
Board of Inquiry is also put on hold.
The evidence of the aspartame pivotal studies were protected
under FDA seal on December 3, 1975 (Sharp 1975).
G.D. Searle had invested 19.7 million dollars in an incomplete
production facility and 9.2. million dollars in aspartame inventory. On
December 8, 1975, stockholders filed a class action lawsuit alleging that G.D.
Searle had concealed information from the public regarding the nature and
quality of animal research at G.D. Searle in violation of the Securities and
Exchange Act (Farber 1989, page 48).
1976
On January 7, 1976, G.D. Searle submitted to the FDA their
proposal for the adoption of "Good Laboratory Practices" (Buzzard 1976b). G.D.
Searle's input was used in FDA's adoption of Good Laboratory Practices.
In March 1976, the FDA Task Force completed a 500-page report
with 15,000 pages of exhibits (80-page summary) to the FDA after completing
their investigation (Schmidt 1976c, page 4 of US Senate 1976b).
A preliminary statement about the breadth of the investigation
from FDA Toxicologist and Task Force team member, Dr. Andrian Gross before the
US Senate (Gross 1987a, page 1-2):
"Practices that were noted in connection with any given such
study were quite likely to have been noted also for other studies that were
audited, and this was a situation which was in no way unexpected: after all,
the set of all such studies executed by that firm from about 1968 to the mid-
1970's were conducted in essentially the same facilities, by virtually the
same technicians, professional workers and supervisors, and the nature of such
studies does not differ much whether a food additive or a drug product is
being tested for safety in laboratory animals.
It is in this sense, therefore, that the overall conclusion
summarized at the beginning of the Searle Task Force Report have relevance to
all the studies audited in 1975 (whether they had references to aspartame or
to any of the six drug products of Searle's) and, by extension, to the
totality of experimental studies carried out by that firm around that time --
1968 to 1975."
A few of the conclusions of the FDA Task Force (Gross 1987a,
page 2-3):
"At the heart of FDA's regulatory process is its ability to
rely upon the integrity of the basic safety data submitted by sponsors of
regulated products. Our investigation clearly demonstrates that, in the (case
of the) GD Searle Company, we have no basis for such reliance now."
"We have noted that Searle has not submitted all the facts of
experiments to FDA, retaining unto itself the unpermitted option of filtering,
interpreting, and not submitting information which we would consider material
to the safety evaluation of the product ... . Finally, we have found
instances of irrelevant or unproductive animal research where experiments have
been poorly conceived, carelessly executed, or inaccurately analyzed or
reported."
"Some of our findings suggest an attitude of disregard for
FDA's mission of protection of the public health by selectively reporting the
results of studies in a manner which allay the concerns of questions of an FDA
reviewer."
"Unreliability in Searle's animal research does not imply,
however, that its animal studies have provided no useful information on the
safety of its products. Poorly controlled experiments containing random errors
blur the differences between treated and control animals and increase the
difficulty of discriminating between the two populations to detect a product
induced effect.
A positive finding of toxicity in the test animals in a poorly
controlled study provides a reasonable lower bound on the true toxicity of the
substance.
The agency must be free to conclude that the results from such
a study, while admittedly imprecise as to incidence or severity of the
untoward effect, cannot be overlooked in arriving at a decision concerning the
toxic potential of the product."
A few of the relevant findings summarized from various
documents describing the FDA Task Force Report:
- "Excising masses (tumors) from live animals, in some cases
without histologic examination of the masses, in others without reporting them
to the FDA." (Schmidt 1976c, page 4 of US Senate 1976b) Searle's
representatives, when caught and questioned about these actions, stated that
"these masses were in the head and neck areas and prevented the animals from
feeding." (Buzzard 1976a)
- "Failure to report to the FDA all internal tumors present in
the experimental rats, e.g., polyps in the uterus, ovary neoplasms as well as
other lesions." (Gross 1987a, page 8).
- G.D. Searle "stored animal tissues in formaldehyde for so
long that they deteriorated." (Gordon 1987, page 496 of US Senate 1987; US
Schmidt 1976c, page 25, 27 of US Senate 1976b)
- "Instead of performing autopsies on rhesus monkeys that
suffered seizures after being fed aspartame, the company had financed a new
monkey seizure study with a different methodology that showed no problems."
(Gordon 1987, page 496 of US Senate 1987)
- "Reporting animals as unavailable for necropsy when, in
fact, records indicate that the animals were available but Searle choose not
to purchase them." (Schmidt 1976c, page 5 of US Senate 1976b)
- Animals which had died were sometimes recorded as being
alive and vice versa. "These include approximately 20 instances of animals
reported as dead and then reported as having vital signs normal again at
subsequent observation periods." (Gross 1985, page S10835)
- "Selecting statistical procedures which used a total number
of animals as the denominator when only a portion of the animals were
examined, thus reducing the significance of adverse effects." (Schmidt 1976c,
page 4 of US Senate 1976b)
- G.D. Searle told the FDA that 12 lots of DKP were
manufactured and tested in one study, yet only seven batches were actually
made. (Gross 1985, page S10835)
- "Significant deviations from the protocols of several
studies were noted which may have compromised the value of these studies ...
In at least one study, the Aspartame 52 weeks monkey study, the protocol was
written after the study had been initiated." (Gross 1985, page S10835)
- "It is significant to note that the Searle employee
responsible for reviewing most of the reproduction studies had only one year
of prior experience, working on population dynamics of cotton tail rabbits
while employed by Illinois Wildlife Service. In order to prepare him for this
title of 'Senior Research Assistant in Teratology' (fetal damage) Searle
bought him books to read on the subject and also sent him to a meeting of the
Teratology Society. This qualified him to submit 18 of the initial tests to
the FDA, in addition to training an assistant and 2 technicians. He certainly
must have kept them busy because Searle claimed that 329 teratology
examinations were conducted in just 2 days. He estimated that he himself
examined about 30 fetuses a day, but officials for the Center for Food and
Applied Nutrition could never determine how that was possible."
- "In each study investigated, poor practices, inaccuracies,
and discrepancies were noted in the antemortem phases which could compromise
the study."
- "Presenting information to FDA in a manner likely to obscure
problems, such as editing the report of a consulting pathologist ...
Reporting one pathology report while failing to submit, or make reference to
another usually more adverse pathology report on the same slide." (Schmidt
1976c, page 4-5 of US Senate 1976b)
- Animals were not removed from the room during the twice per
month exterminator sprayings. (Gross 1985, page S10836 of Congressional Record
1985b)
- Often the substance being tested which was given to the
animals was not analyzed or tested for homogeneity. "No records were found
- to indicate that any treatment mixtures used in the studies
were ever tested or assayed for pesticide content ... Running inventory
records for either treatment mixtures or the test compounds used in treatment
mixtures are not maintained."
- In the Aspartame (DKP) 115 week rat study the written
observations of the pathology report was changed by the supervising
pathologist, Dr. Rudolph Stejskal even though he was not physically present
during the autopsies and could not have verified the observations of the
pathologist who did perform the autopsies. The pathologist who did perform
some of the autopsies had no formal training for such procedures.
- "Contrary to protocol, slides were not prepared of this
[unusual lesions from the Aspartame (DKP) study) tissue for microscopic
examinations ... .."
- "In the Aspartame 46 weeks hamster study, blood samples
reported in the submission to FDA as 26 week values (for certain specified
animals) were found by our investigators as being, in fact, values for
different animals which were bled at the 38th week. Many of the animals for
which these values were reported (to the FDA) were dead at the 38th week."
(Gross 1985, page S10838)
- "It is apparent from the report, that the Appendix portion
contains all the individual (animal) values of clinical lab data available
from the raw data file. A selected portion of these values appears to have
been used in computing group means (which were reported to the FDA). It is not
clear what criteria may have been used for selecting a portion of the data or
for deleting the others in computing the means (reported to the FDA)." (Gross
1985, page S10838 of Congressional Record 1985b)
- "Searle technical personnel failed to adhere to protocols,
make accurate observations, sign and date records, and accurately administer
the product under test and proper lab procedures."
- [There were] "clerical or arithmetic errors which resulted
in reports of fewer tumors."
- [G.D. Searle] "delayed the reporting of alarming findings."
FDA Toxicologist and Task Force member, Dr. Andrian Gross stated:
"They [G.D. Searle] lied and they didn't submit the real
nature of their observations because had they done that it is more than likely
that a great number of these studies would have been rejected simply for
adequacy. What Searle did, they took great pains to camouflage these
shortcomings of the study.
As I say, filter and just present to the FDA what they wished
the FDA to know and they did other terrible things for instance animals would
develop tumors while they were under study. Well they would remove these
tumors from the animals."
FDA Lead Investigator and Task Force Team Leader, Phillip
Brodsky described the 1975 FDA Task Force members as some of the most
experienced drug investigators. He went on to state that he had never seen
anything as bad as G.D. Searle's studies.
The report quoted a letter written to G.D. Searle on July 15,
1975 from its consultant in reproduction and teratology, Dr. Gregory Palmer,
in regards to a review of some of G.D. Searle's reproductive studies submitted
to the FDA; (as noted in the Congressional record)
"Even following the track you did, it seems to me you have
only confounded the issue by a series of studies most of which have severe
design deficiencies or obvious lack of expertise in animal management. Because
of these twin factors, all the careful and detailed examination of fetuses,
all the writing, summarization and resummarization is of little avail because
of the shaky foundation."
G.D. Searle officials noted that Dr. Palmer did not look at
all of the teratology studies (Searle 1976b, page 21). However, there is no
credible evidence that would lead a reasonable person to believe that the
studies which were not presented to Dr. Palmer were much better. In fact, the
evidence shows that it is very likely that all of the studies were abysmal.
The FDA Commissioner at the time, Alexander Schmidt stated
(Graves 1984, page S5497 of Congressional Record 1985a):
"[Searle's studies were] incredibly sloppy science. What we
discovered was reprehensible."
Dr. Marvin Legator, professor and director of environmental
toxicology at the University of Texas and the pioneer of mutagenicity testing
at the FDA from 1962 to 1972 was asked by Common Cause Magazine to review the
FDA investigation results of G.D. Searle's tests page (Congressional Record
1985a):
"[All tests were] scientifically irresponsible [and]
disgraceful.
I'm just shocked that that kind of sloppy [work] would even be
sent to FDA, and that the FDA administrators accepted it. There is no reason
why these tests couldn't have been carried out correctly. It's not that we are
talking about some great scientific breakthrough in methodology."
Senator Edward Kennedy at the April 8, 1976 hearings before
the Senate Subcommittee on Labor and Public Welfare stated (Se. Ted Kennedy
1976):
"The extensive nature of the almost unbelievable range of
abuses discovered by the FDA on several major Searle products is profoundly
disturbing."
"In all of the studies at Searle which have been examined by
the FDA in its investigation, the scope of the material being considered
included seven years of observation, from 1968 to date, in 57 studies
involving more than 5,700 animals with over 228 million observations and
calculations."
However, their deliberate misconduct and "lies" (as put by FDA
Investigator, Dr. Adrian Gross) invalidated their experiments for the
following reasons:
- Many of the problems with the studies included horrendous
experimental designs, questions regarding dosage given, loss of animal tissue
and data, etc., etc., which invalidates entire experiments and causes what
they claim to be 4 million observations and calculations per study (average)
to become irrelevant.
- Only the key aspartame studies were looked at. It is almost
a certainty that the non-key aspartame studies were equally flawed. Therefore,
this would invalidate the "hundreds of millions" of observations and
calculations made during these studies.
- The difference between a study showing no statistical
difference and a significant statistical difference is often only a few
observations or calculations. Therefore, had the myriad of other serious
experimental errors not occurred (as detailed above), the observation and
calculation mistakes in each experiment investigated would, by themselves,
invalidate most of the key studies.
- It is highly unlikely that the FDA Investigative teams found
all of the problems with G.D. Searle's studies. G.D. Searle seemed so intent
on covering up their misconduct, that it is quite likely that they were able
to hide many of the problems from the FDA.
A series of poorly conceived, flawed studies funded by G.D.
Searle were published in Volume 2 (1976) of the Journal of Toxicology and
Environmental Health. An Associate Editor of this scientific journal was
Robert G. McConnell, the Director of G.D. Searle's Department of Pathology and
Toxicology (the department responsible for monitoring the quality of G.D.
Searle's pre-approval tests investigated by the 1975 FDA Task Force). Mr.
McConnell's story continues later in 1977.
Another G.D. Searle employee, Carl R. Mackerer was an editor
of the journal. Another editor of the journal was Thomas R. Tephly, the person
responsible for conducting a series of badly flawed blood methanol and formate
measurements in NutraSweet-funded studies over the last 15 years.
In July 1976, the FDA decided to investigate 15 key aspartame
studies submitted by G.D. Searle in which the 1975 FDA Task Force discovered
problems. Three (3) of the studies were investigated at the FDA (E5, E77/78,
E89) by a 5-member Task Force headed by FDA veteran Inspector, Jerome Bressler.
On August 4, 1976, G.D. Searle representatives met with the
FDA and convinced them to allow G.D. Searle to hire a private agency,
University Associated for Education in Pathology (UAREP), and pay them
$500,000 to "validate" the other 12 studies.
According the FDA Commissioner during the early 1980s, Arthur
Hull Hayes, the UAREP investigation was to "make sure that the studies were
actually conducted."
As described by Florence Graves:
"The pathologists were specifically told that they were not to
make a judgment about aspartame's safety or to look at the designs of the
tests. Why did the FDA choose to have pathologists conduct an investigation
when even some FDA officials acknowledged at the time that UAREP had a limited
task which would only partially shed light on the validity of Searle's
testing? The answer is not clear.
"Dr. Kenneth Endicott, Director of UAREP, said in an interview
that the FDA had 'reasons to suspect' that Searle's tests 'were not entirely
honest.' Because the FDA 'had doubts about [Searle's] veracity,' Edicott said,
officials wanted UAREP 'to determine whether the reports were accurate.'
"FDA scientist Dr. Adrian Gross, in a letter to an FDA
official, said, 'speaking as a pathologist, it seemed questionable that the
group could do the kind of comprehensive investigation that was required. He
pointed in particular to a variety of issues that needed to be investigated.
He said some of these would involved closely questioning administrators and
lab technicians about their practices. Since many important issues that should
be investigated 'have nothing to do with pathology,' he said, only trained FDA
investigators were qualified to do a comprehensive evaluation of the testing... .
"Meanwhile, an interview with Endicott indicates that Adrian
Gross was right: the pathologists couldn't--and didn't--carry out a
comprehensive review... . As former FDA Commissioner Alexander Schmidt put
it in a recent interview, UAREP looked at the slides to determine whether they
had been misrepresented, but didn't look at the conduct of the experiments in
depth. The 1975 [FDA] task force investigation looked at the conduct of the
experiments in depth, but did not look at the slides... . . Endicott agreed ... 'We could only look at what was there--the tissues.'
The findings of this investigation where released in the
Bessler Report in August 1977 (see below).
1977 OUR POLITICAL PROCESS AT WORK:
Donald Rumsfeld, who was a former member of the U.S. Congress
and the Chief of Staff in the Gerald Ford Administration, was hired as G.D.
Searle's President. Attorney James Turner, Esq. alleged that G.D. Searle hired
Rumsfeld to handle the aspartame approval difficulties as a "legal problem
rather than a scientific problem." (US Senate 1987).
Rumsfeld hired: John Robson as Executive Vice President. He
was a former lawyer with Sidley and Austin, Searle's Law Firm and also served
as chairman of the Civil Aeronautics Board, which was then connect to the
Department of Transportation.
Robert Shapiro as General Counsel. He is now head of Searle's
NutraSweet Division. He had been Robson's Special Assistant at the Department
of Transportation.
William Greener, Jr., as Chief Spokesman. He was a former
spokesman in the [Gerald] Ford White House.
Donald Rumsfeld is now on the Board of Directors of the
Chicago Tribune which recently wrote a glowing article about the NutraSweet
Company.
On January 10, 1977, FDA Chief Counsel Richard Merrill
recommended to U.S. Attorney Sam Skinner in a 33-page letter detailing
violations of the law that a grand jury be set up to investigate G.D. Searle.
In the letter, Merrill stated:
"We request that your office convene a Grand Jury
investigation into apparent violations of the Federal Food, Drug, and Cosmetic
Act, 21 U.S..C. 331(e), and the False Reports to the Government Act, 18 U.S.C.
1001, by G.D. Searle and Company and three of its responsible officers for
their willful and knowing failure to make reports to the Food and Drug
Administration required by the Act, 21 U.S.C. 355(i), and for concealing
material facts and making false statements in reports of animal studies
conducted to establish the safety of the drug Aldactone and the food additive
Aspartame."
BRESSLER:
All of the G.D. Searle studies were abysmal as discussed
earlier. However, there were two studies where the violations of the law
appeared to be especially flagrant. The two studies cited by Merrill were the
52-week toxicity study on infant monkeys performed by Dr. Waisman which G.D.
Searle withheld key information from the FDA and the 46-week toxicity study of
hamsters where G.D. Searle had taken blood from healthy animals at the 26th
week and claimed that the tests had actually been performed at the 38th week.
Many of the animals from which G.D. Searle claimed had blood
drawn from were actually dead at the 38th week. See earlier discussion for
references.
On January 26, 1977, G.D. Searle's law firm, Sidley & Austin,
requested a meeting with U.S. Attorney Samuel Skinner before a grand jury is
convened. One representative of Sidley & Austin at that meeting was Newton
Minow who is currently on the Board of Directors at the Chicago Tribune.
On March 8, 1977, in a confidential memo to aides, while he
was supposed to be pushing for fraud indictments against G.D. Searle, U.S.
Attorney Samuel Skinner stated that he had begun preliminary employment
discussions with G.D. Searle's law firm Sidley & Austin. page 497 of US Senate
1987;
On April 13, 1977, a U.S. Justice Department memo urged U.S.
Attorney Samuel Skinner to proceed with grand jury investigations of G.D.
Searle. The memo points out that the Statute of limitations on prosecution
would run out shortly (October 10, 1977 for the Waisman monkey study and
December 8, 1977 for the hamster study.
Samual Skinner withdrew from the G.D. Searle case and
Assistant U.S. Attorney William Conlon was then assigned to the Grand Jury
investigation (Gordon 1987, page 497 of US Senate 1987).
On July 1, 1977, U.S. Attorney Samuel Skinner left his job to
work for the G.D. Searle law firm Sidley & Austin. Thomas Sullivan was
appointed as Samuel Skinner's successor page 497 of US Senate 1987).
Meanwhile, Much like the earlier team, the five-member FDA
task force, headed by veteran Chicago inspector Jerome Bressler, assailed the
quality of animal tests into whether the substance might cause birth defects
and tumors. The report said Searle laboratory employee Raymond Schroeder, who
worked on related research, first told investigators the feed in the study of
the aspartame breakdown product DKP (diketopiperazine) was so inadequately
mixed it appeared the rats could "discriminate" and avoid eating the DKP.
Schroeder, who has worked for another company since 1975, later backed off his
statement. He told UPI, "I just didn't feel qualified to speak on something I
didn't work on...There's no one twisting my arm."
In August 1977, the Bressler Report pertaining to three key
aspartame studies, E5, E77/78 and E89, was released. Some of the findings from
the three studies reviewed by the Bressler- led FDA Task Force include.
- In one study, 98 of the 196 animals died but were not
autopsied until as much as one year later. Because of the delay, much of the
animal tissue could not be used and at least 20 animals had to be excluded
from postmortem examinations.
- The original pathology sheets and the pathology sheets
submitted to the FDA showed differences for 30 animals.
- One animal was reported alive at week 88, dead from week 92
through week 104, alive at week 108, and finally dead at week 112.
- An outbreak of an infectious disease was not reported to the FDA.
- Tissue from some animals were noted to be unavailable for
analysis on the pathology sheets, yet results from an analysis of this
"unavailable" tissue was submitted to the FDA.
- There was evidence that the diet mix was not homogeneous
allowing the animals to eat around the test substance. This evidence included
a picture and statements by a lab technician.
- Fifteen fetuses from animals in one experiment were missing.
- Sections from the animals were too thick for examination.
- There was no documentation on the age or source of the test
animals.
- There was no protocol until one of the studies was well
underway.
- Animals were not permanently tagged to prevent mix-ups.
- Some laboratory methods were changed during the study, but
not documented.
A G.D. Searle pathologist referring to the DKP study was
quoted by investigators as saying:
"You should have seen things when this study was run -- there
were five studies being run at one time -- things were a mess!"
The leader of the Task Force, Jerome Bressler, was quoted as
saying:
"The question you have got to ask yourself is: Because of the
importance of this study, why wasn't greater care taken? The study is highly
questionable because of our findings. Why didn't Searle, with their
scientists, closely evaluate this, knowing fully well that the whole society,
from the youngest to the elderly, from the sick to the unsick... will have
access to this product."
Howard Roberts, acting director of FDA's Bureau of Foods,
appointed a five-person task force to review the Bressler team's findings
pending a decision on whether to throw out the three tumor and birth-defect
studies.
Jacqueline Verrett, a senior FDA scientist on the review team,
said members were barred from stating opinions about the research quality. "It
was pretty obvious that somewhere along that line they (bureau officials) were
working up to a whitewash," she said.
"I seriously thought of just walking off of that task force."
Verrett, now a private consultant, said that she and other members wanted to
"just come out and say that this whole experiment was a disaster and should be
disregarded."
But on September 28, 1977, the panel reported that deviations
between Searle's raw data and its FDA submissions were "not of such magnitude
as to alter its conclusion."
Verrett said the bureau's intent seemed to be "to tone down
what was really found." She noted the bureau felt pressure because safety
concerns also had been raised about cyclamate, another alternative for the
cancer-linked sugar substitute, saccharin.
In October, 1978, a year after ordering the review that helped
get Searle's petition back on track, Robert's (acting Director of Bureau of
Foods) quit to become vice president at the National Soft Drink Association.
The NSDA's members later marketed a stream of NutraSweet-flavored diet soft
drink products.
Reached at NSDA, Roberts dismissed Verrett's criticism,
asserting the task force report "really was of no importance." He said he had
no concerns about the appearance of his taking the NSDA job, stressing he does
not represent NSDA before the FDA. "I sleep well at night," he said.
For each of the major discrepancies found by the Bressler-led
Task Force -- those listed above and many others -- there was a comment in the
FDA Bureau of Foods Report minimizing the problem. It seemed that no matter
how serious the mistakes were, the FDA Bureau of Foods was determined to
accept the studies by G.D. Searle.
The experimental errors as described above were so bad that it
proved difficult to minimize all of the major errors in these key studies.
In some cases, the best that the CFSAN could do was to say
that "The Task Force could find no evidence that this was a deliberate attempt
to influence the study." or "It could not be determined if the results would
have been altered...."
The Senior Scientist of the FDA Bureau of Foods Task Force,
Jacqueline Verrett had left the FDA. Speaking for the UPI Investigation into
Aspartame, she said, 'I seriously thought of just walking off of that task
force.' Verrett, now a private consultant, said that she and other members
wanted to 'just come out and say that this whole experiment was a disaster and
should be disregarded.'
In her testimony before the U.S. Senate, Dr. Verrett stated
the following (Verrett 1987):
"This authentication was hence intended to verify that the
submitted data had not been altered; that it reflected the actual outcome of
the study, and that it did not change substantially, particularly in a
statistical sense, the various parameters from which the conclusion of safety
had been derived.
"Our analysis of the data in this manner revealed that in
these three studies, there were really no substantial changes that resulted,
although in numerous instances, a definitive answer could not be arrived at
because of the basic inadequacies and improper procedures used in the
execution of these studies.
"I would like to emphasize the point that we were specifically
instructed not to be concerned with, or to comment upon, the overall validity
of the study. This was to be done in a subsequent review, carried out at a
higher level... . . "It would appear that the safety of aspartame and its
breakdown products has still not been satisfactorily determined, since many of
the flaws cited in these three studies were also present in all of the other
studies submitted by Searle... ...
"Well, they told us in no uncertain terms that we were not to
comment on the validity of it. And I hoped, although having been there at that
point for 19 years, I should have known better, that there really would be an
objective evaluation of this beyond the evaluation that we did.
"I do not feel that that was done, based on what I have read
in the GAO report that I have looked at and so forth. They definitely did not
objectively evaluate these studies, and I really think it should have been
thrown out from day one.
"We were looking at a lot of little details and easy
parameters in this study, when the foundation of the study, the diet and all
of these other things, were worthless. We were talking about the jockey when
we should have been talking about the horse, that he had weak legs. It is
built on a foundation of sand."
The FDA general counsel wrote a letter to Consumer Attorney,
James Turner, Esq. responding to Mr. Turner's concern about the quality and
validity of G.D. Searle's experiments. The FDA stated, "The Public Board of
Inquiry on aspartame should provide a vehicle for definitive resolution, at
least for those studies about which you are most concerned.
As will be discussed later, Dr. John Olney and James Turner,
Esq. were not allowed to have the quality and validity of the G.D. Searle
studies considered at the Public Board of Inquiry.
1978
On December 13, 1978, UAREP submitted its results of their
analysis of 12 of G.D. Searle's aspartame studies. UAREP stated in their
report that "no discrepancies in any of the sponsor's reports that were of
sufficient magnitude or nature that would compromise that data originally
submitted." (Farber 1989, page 33) Remember, the Director of UAREP pointed out
in an interview that their pathologists did not conduct a comprehensive review
of the studies, they only looked at the animal tissues.
As it turns out, UAREP pathologists who examined the test
results were discovered to have missed and withheld negative findings from the
FDA. In some cases, they completely missed cancerous brain tumors when
analyzing the slides. In addition, some of the slides that were to be examined
by UAREP pathologists were missing even though they where supposed to have
been kept under "FDA seal." (Olney 1987, page 6-7)
FDA Toxicologist Adrian Gross stated that the UAREP review
"may well be interpreted as nothing short of a whitewash." (Farber 1989, page
114). Given that the UAREP review results was so biased in favor of G.D.
Searle, one wonders why the FDA would allow a company being investigated for
fraud to pay $500,000 and hire an outside entity to "validate" their studies.
Even though the UAREP report was biased, there were numerous
instances in that report which demonstrated that G.D. Searle had not submitted
even marginally accurate findings to the FDA of their pre-approval aspartame
tests. For example, in one study, twelve animals actually had cancerous brain
tumors, yet UAREP reported to the FDA that only three animals had such tumors.
1979
In March of 1979, the FDA somehow concluded that G.D. Searle's
aspartame studies could be accepted. They decide to convene the Public Board
of Inquiry (PBOI) which was agreed to by Dr. John Olney and Attorney James
Turner more than four years earlier (Federal Register 1979).
In April of 1979, the FDA outlined the specific questions
which were to be addressed by the PBOI. The FDA limited the scope of the PBOI
to (Federal Register 1981):
- Whether the ingestion of aspartame either alone or together
with glutamate poses a risk of contributing to mental retardation, brain
damage, or undesirable effects on neuroendocrine regulatory systems.
- Whether the ingestion of aspartame may induce brain neoplasms (tumors) in the rat.
- Based on answer to the above questions.
(i) Should aspartame be allowed for use in foods, or, instead
should approval of aspartame be withdrawn?
(ii) If aspartame is allowed for use in foods, i.e., if its
approval is not withdrawn, what conditions of use and labeling and label
statements should be required, if any?
Dr. John Olney, G.D. Searle, and the FDA's Bureau of Foods
were allowed to nominate scientists for the 3-person PBOI panel (Farber 1989,
page 34, Federal Register 1981, page 38286).
It is important to note that the scope of the review was very
limited in light of all of the various adverse reactions reported to the FDA.
The PBOI also disallowed any discussion of the validity of the pre-approval
experiments because it accepted the word of certain FDA officials that these
experiments had been "validated." Finally, the PBOI was told not to consider
aspartame in beverages, only in dry goods.
In June of 1979, the acting FDA Commissioner, Sherwin Gardner
selected the 3-person Public Board of Inquiry. The panelists were Peter J.
Lampert, M.D., Professor and Chairman, Department of Pathology, University of
California (San Diego), Vernon R. Young, Ph.D., University of Nutritional
Biochemistry, M.I.T., and Walle Nauta, M.D., Ph.D., Institute Professor,
Department of Psychology and Brain Science |